STATE OF WASHINGTON vs. MARTIN SHAW PANG, 940 P.
2d 1293 (Wash. 1997) and AFFIRMED by the U. S. Supreme Court, 139
L.Ed.2d 608.
(Cite
as: 132 Wash.2d 852, 940 P.2d 1293)
STATE
of Washington, Respondent,
v.
Martin
Shaw PANG, Petitioner.
No.
64786-1.
Supreme
Court of Washington,
En
Banc.
Argued
April 8, 1997.
Decided
July 31, 1997.
As
Amended Oct. 15, 1997.
Defendant was charged with four counts of murder in the first degree
and one count of arson in the first degree. The Superior Court, King
County, Larry Jordan, J., denied motion to dismiss or sever murder
counts. Defendant moved for direct discretionary review. The Supreme
Court, Smith, J., held that: (1) defendant had standing to object to
violation of terms of order on extradition issued by Federal Supreme
Court of Brazil; (2) Brazil did not waive any objection it could have
made to prosecution for murder; (3) specialty doctrine prohibited
state from prosecuting defendant for crimes specifically excluded in
extradition order; and (4) state was obligated to follow decision of
Federal Supreme Court of Brazil which ruled that,
as a condition for extradition, defendant could not be prosecuted on
murder counts.
Reversed.
Durham, C.J., filed dissenting opinion in which Dolliver and
Talmadge, JJ., joined.
Alexander, J., filed opinion joining in dissent.
State v. Pang
[1]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
In absence of asylum country's consent to prosecution of accused for
crime other than that for which accused was extradited, extradited
person may raise any objections to post-extradition proceedings that
might have been raised by rendering country.
State v. Pang
[2]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
Only asylum country's express consent to prosecution will be
considered a waiver of doctrine of specialty, under which requesting
country may not prosecute accused for a crime other than that for
which accused was extradited.
State v. Pang
[3]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
Letter from Brazil Minister of Justice to United States Attorney
General, in which Minister discussed ruling by Brazil's Federal
Supreme Court that state could try extraditee for arson but not for
murder, was neither an implicit waiver nor an explicit waiver of
doctrine of specialty, and thus defendant had standing to assert
limitations on his post-extradition prosecution; Minister explained
in follow-up letter than he had provided no type of interpretation of
content and reach of Federal Supreme Court's decision.
State v. Pang
[4]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
Brazil did not implicitly waive objection to state's prosecution of
extraditee for murder; Brazil's Federal Supreme Court issued decision
rejecting extradition on murder charges and rejected appeal and
motion for clarification, and Brazil's President and Minister of
Justice affirmatively declined request of United States President
that Brazil waive its right to object to murder prosecution.
State v. Pang
[5]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
Under international law, specialty doctrine generally prohibits
requesting state from prosecuting extraditee for offense other than
the one for which surrender was made.
State v. Pang
[6]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k1 k. Nature, grounds, and scope of remedy.
Wash.,1997.
For extradited defendant to be charged with a crime, that crime must
be specified in treaty and be included in extradition petition.
State v. Pang
[7]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
Specialty doctrine may be implied where extradition treaty is silent
on the issue and there is no reason to assume signatory nations did
not abide by principles of comity.
State v. Pang
[8]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
Doctrine of specialty prohibited prosecution of extraditee for
murder, where grant of extradition from Brazil specifically excluded
murder charges from grant. 18
U.S.C.A. ß 3192.
State v. Pang
[9]
KeyCite
this headnote
385 TREATIES
385k1 k. Nature and grounds of obligation.
Wash.,1997.
Treaties are binding on states as well as federal government.
State v. Pang
[10]
KeyCite
this headnote
385 TREATIES
385k7 k. Construction and operation in general.
Wash.,1997.
Courts must interpret treaties in good faith.
State v. Pang
[11]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
In interpreting terms and conditions of extradition treaty, court
should not seek, by doubtful construction of some of treaty's
provisions, to obtain extradition of person for one offense and then
punish him for another and different offense.
State v. Pang
[12]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k2 k. Treaties.
Wash.,1997.
Right to demand and obtain extradition of accused criminal is created
by treaty.
State v. Pang
[13]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k5 k. Offenses ground for extradition.
Wash.,1997.
Treaty must ordinarily list offense complained of in request for
extradition as an extraditable offense.
State v. Pang
[14]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k5 k. Offenses ground for extradition.
Wash.,1997.
Under doctrine of dual criminality, accused person may be extradited
only if conduct complained of is considered criminal by jurisprudence
or under laws of both requesting and asylum countries.
State v. Pang
[15]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k5 k. Offenses ground for extradition.
Wash.,1997.
Determination of whether crime is within provisions of extradition
treaty is within sole purview of requested country.
State v. Pang
[16]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
Extradition Treaty between United States and Brazil prohibited state
from prosecuting extraditee for crimes not authorized in extradition
order.
State v. Pang
[17]
KeyCite
this headnote
166 EXTRADITION AND DETAINERS
166I Extradition
166I(A) International
166k19 k. Rights and liabilities of accused after extradition.
Wash.,1997.
State was obligated to follow decision of Federal Supreme Court of
Brazil which ruled that, as a condition for extraditing defendant, he
could be prosecuted only for crime of arson resulting in four deaths,
without additional charge of four counts of first-degree murder.
**1294
|
(Cite
as: 132 Wash.2d 852, 940 P.2d 1293, **1294)
|
*854
|
(Cite
as: 132 Wash.2d 852, *854, 940 P.2d 1293, **1294)
|
Browne & Ressler, John H. Browne, Mark T. Dole, Allen M. Ressler,
Seattle, for petitioner.
Norm Maleng, King County Prosecutor, Marilyn B. Brenneman, Timothy A.
Bradshaw, Deputies, Seattle, for respondent.
SMITH, Justice.
Petitioner Martin Shaw Pang seeks review of a King County Superior
Court decision which denied his motion to dismiss or sever four
counts of murder in *855
|
(Cite
as: 132 Wash.2d 852, *855, 940 P.2d 1293, **1294)
|
the
first degree from one count of arson in the first degree based upon
his claim that the Federal Supreme Court of Brazil approved his
extradition from that country for prosecution in the
**1295
|
(Cite
as: 132 Wash.2d 852, *855, 940 P.2d 1293, **1295)
|
State of Washington only for the crime of arson in the first degree.
We reverse.
QUESTION
PRESENTED
The
basic question in this case is whether the State of Washington may
prosecute Petitioner Martin Shaw Pang for four counts of murder in
the first degree and one count of arson in the first degree when the
Federal Supreme Court of Brazil, ruling on the State's petition for
extradition, granted his extradition for prosecution in the State of
Washington "for the crime of arson in the first degree, resulting in
four deaths .... without the additional charge of four counts of
first degree murder." To answer the basic question,
we must answer these additional questions:
(1) Does Petitioner Pang have standing to object to violation by the
State of Washington of the terms of the order on extradition issued
by the Federal Supreme Court of Brazil?
(2) Did the United States of Brazil explicitly or implicitly waive
any objection it could have made to prosecution by the State of
Washington of Petitioner Pang for murder in the first degree contrary
to the specific terms of the extradition order issued by the Federal
Supreme Court of Brazil?
(3) Does the "specialty doctrine" in international extradition law
prohibit the State of Washington from prosecuting Petitioner Pang for
crimes specifically excluded in the extradition order?
(4) Does the Extradition Treaty between the United States of America
and the United States of Brazil prohibit the State of Washington from
prosecuting Petitioner Pang for crimes not authorized in the
extradition order?
(5) Is the State of Washington obligated to follow the decision
*856
|
(Cite
as: 132 Wash.2d 852, *856 , 940 P.2d 1293,
**1295)
|
of
the Federal Supreme Court of Brazil which ruled that, as a condition
for extraditing Petitioner Pang to the State, he can be prosecuted
only "for the crime of arson in the first degree resulting in four
deaths .... without the additional charge of four counts of first
degree murder"?
STATEMENT
OF FACTS
On
January 5, 1995, four firefighters died while fighting a fire at the
Mary
|
(Cite
as: 132 Wash.2d 852, *856, 940 P.2d 1293, **1295)
|
Pang
Products, Inc. warehouse at 811 Seventh Avenue South in Seattle,
Washington. [FN1] Fire investigators later determined the
fire had been deliberately set. Martin Shaw Pang became a suspect. A
fugitive warrant was issued for his arrest. [FN2] On March 3,
1995 the King County Prosecuting Attorney by Information charged
Petitioner Pang with four counts of murder in the first degree as
follows:
|
|
FN1.
See Certification for Determination of Probable Cause,
Clerk's Papers at 4.
|
|
|
FN2.
See Warrant for Arrest, United States District Court Case
Number 95- 38m, signed by Judicial Officer David E. Wilson
on February 3, 1995; see also Arrest Warrant, King County
Superior Court Cause Number 95-1-00473-0, signed by Deputy
Clerk Bill Stream. The dateline on the warrant states
"Witness my hand and Seal this March 3, 1995 day of January,
1995."
|
COUNT
I
I,
Norm Maleng, Prosecuting Attorney for King County in the name and by
the authority of the State of Washington, do accuse MARTIN S. PANG of
the crime of Murder in the First Degree, committed as follows:
That the defendant MARTIN S. PANG, together with another, in King
County, Washington on or about January 5, 1995,
while committing and attempting to commit the crime of Arson in the
First Degree, and in the course of and in furtherance of said crime
and in immediate flight therefrom, did cause the death of Lieutenant
Walter Kilgore, a human being who was not a participant in the crime,
and who died on or about January 5, 1995;
Contrary to RCW
9A.32.030(1)(c),
and against the peace and dignity of the State of
Washington.
COUNT
II
*857
|
(Cite
as: 132 Wash.2d 852, *857, 940 P.2d 1293, **1295)
|
And
I, Norm Maleng, Prosecuting Attorney aforesaid further do accuse
MARTIN S. PANG of the crime of Murder in the First Degree, a crime of
the same or **1296
|
(Cite
as: 132 Wash.2d 852, *857, 940 P.2d 1293, **1296)
|
similar character as another crime charged herein, and committed as
follows:
That the defendant MARTIN S. PANG, together with another, in King
County, Washington on or about January 5, 1995, while committing and
attempting to commit the crime of Arson in the First Degree, and in
the course of and in furtherance of said crime and in immediate
flight therefrom, did cause the death of Lieutenant Gregory A.
Shoemaker, a human being who was not a participant in the crime, and
who died on or about January 5, 1995;
Contrary to RCW
9A.32.030(1)(c),
and against the peace and dignity of the State of
Washington.
COUNT
III
And I, Norm Maleng, Prosecuting Attorney aforesaid further do accuse
MARTIN S. PANG of the crime of Murder in the First Degree, a crime of
the same or similar character as another crime charged herein, and
committed as follows:
That the defendant MARTIN S. PANG, together with another, in King
County, Washington on or about January 5, 1995, while committing and
attempting to commit the crime of Arson in the First Degree, and in
the course of and in furtherance of said crime and in immediate
flight therefrom, did cause the death of Firefighter James T. Brown,
a human being who was not a participant in the crime, and who died on
or about January 5, 1995;
Contrary to RCW
9A.32.030(1)(c),
and against the peace and dignity of the State of
Washington.
COUNT
IV
And
I, Norm Maleng, Prosecuting Attorney aforesaid further do accuse
MARTIN S. PANG of the crime of Murder in the First Degree, a crime of
the same or similar character as another crime charged herein, and
committed as follows:
*858
|
(Cite
as: 132 Wash.2d 852, *858, 940 P.2d 1293, **1296)
|
That the defendant MARTIN S. PANG, together with another, in King
County, Washington on or about January 5, 1995, while committing and
attempting to commit the crime of Arson in the First Degree, and in
the course of and in furtherance of said crime and in immediate
flight therefrom, did cause the death of Firefighter Randall R.
Terlicker, a human being who was not a participant in the crime, and
who died on or about January 5, 1995;
Contrary to RCW
9A.32.030(1)(c),
and against the peace and dignity of the State of Washington.
NORM MALENG
Prosecuting Attorney
By: [s] Marilyn B. Brenneman
MARILYN B. BRENNEMAN, WSBA # 91002 [sic]
Senior Deputy Prosecuting Attorney
By: [s] Timothy A. Bradshaw
Timothy Bradshaw, WSBA # 91002 [sic]
Senior Deputy Prosecuting Attorney [FN3]
|
|
FN3.
Clerk's Papers at 1-3.
|
A Certification for Determination of Probable Cause was attached to
the Information. [FN4]
|
|
FN4.
See Clerk's Papers at 4-8.
|
On March 16, 1995, Petitioner Martin Shaw Pang was arrested in Rio de
Janeiro, Brazil. [FN5] The following day the Prosecuting
Attorney of King County by amended information added a charge of
arson in the first degree. The Amended
Information, after repeating the four counts of
murder in the first degree, then stated:
|
|
FN5.
See Record of Surrender of Person Being Extradited, Number
02/96, Clerk's Papers at 363.
|
COUNT
V
And
I Norm Maleng, Prosecuting Attorney aforesaid further do accuse
MARTIN S. PANG of the crime of Arson in the First Degree, a crime of
the same or similar character *859
|
(Cite
as: 132 Wash.2d 852, *859, 940 P.2d 1293, **1296)
|
and
based on a series of acts connected together with another crime
charged herein, which crimes were part of a common scheme or plan,
and which crimes were so closely connected in respect with time,
place and occasion that it would be difficult to separate proof of
**1297
|
(Cite
as: 132 Wash.2d 852, *859, 940 P.2d 1293, **1297)
|
one
charge from proof of the other, committed as follows:
That the defendant MARTIN S. PANG in King County, Washington on or
about January 5, 1995, did knowingly and maliciously cause a fire or
explosion located at 811 Seventh Avenue South (the Mary Pang
Warehouse), Seattle, which was manifestly dangerous to any human
life, including firemen;
Contrary to RCW
9A.48.020(1)(a),
and against the peace and dignity of the State of Washington.
[FN6]
|
|
FN6.
Amended Information, Clerk's Papers at 9-11.
|
In July 1995 the United States of America requested the United States
of Brazil to extradite Petitioner Pang to the State of Washington for
trial on four counts of murder in the first degree and one count of
arson in the first degree. [FN7] The Affidavit in Support of
Request for Extradition states:
|
|
FN7.
See Affidavit in Support of Request for Extradition, King
County Cause Number 95-1-00473-0.
|
STATE OF WASHINGTON
COUNTY OF KING
I, MARILYN B. BRENNEMAN, being duly sworn, hereby depose and say:
1. I am a citizen of the United States and a resident of the State of
Washington.
2. I have been engaged in the practice of law in the State of
Washington since 1980.
3. Since May 1, 1980 I have been employed by the King County
Prosecuting Attorney's Office as a Deputy Prosecuting Attorney. I was
appointed Senior Deputy Prosecuting Attorney
*860
|
(Cite
as: 132 Wash.2d 852, *860 , 940 P.2d 1293,
**1297)
|
on
January 2, 1985. My duties are to prosecute persons charged with
criminal violations of the laws of the State of
|
(Cite
as: 132 Wash.2d 852, *860, 940 P.2d 1293, **1297)
|
Washington.
In the course of such prosecutions, I have become knowledgeable about
the state criminal statutes and case law, including those related to
the crime of Murder in the First Degree and Arson in the First
Degree. I am responsible for prosecuting the case of State of
Washington vs. Martin Shaw Pang, King County Superior Court Cause
Number 95-1-00473-0. I am therefore familiar with the evidence and
charges in this case and the contents of the relevant files of the
King County Superior Court and the Office of the King County
Prosecuting Attorney.
4. On March 3, 1995, an Information was filed in King County Superior
Court charging the defendant with the crimes of Murder in the First
Degree, Counts I, II, III, and IV, Class "A" Felonies, carrying the
potential penalty of life imprisonment. On March 17, 1995, an Amended
Information was filed in King County Superior Court adding the charge
of Arson in the First Degree, Count V, also a Class "A" Felony,
carrying the potential penalty of life imprisonment.
5. The statutes cited in the Information and Amended Information are
Revised
Code of Washington 9A.32.030(1)(c)
and 9A.48.020(1)(a).
These statutes are as follows:
9A.32.030. Murder in the first degree.
(1) A person is guilty of murder in the first degree when:
(a) With a premeditated intent to cause the death of another person,
he causes the death of such person or of a third person; or
(b) Under circumstances manifesting an extreme indifference to human
life, he engages in conduct which creates a grave risk of death to
any person, and thereby causes the death of a person; or
(c) He commits or attempts to commit the crime of either (1) robbery,
in the first or second degree, (2) rape in the first or second
degree, (3) burglary in the first degree, (4) arson in the first, and
(5) kidnapping, in the first or second degree, and; in the course of
and in furtherance of such crime or in immediate flight therefrom,
he, or another *861
|
(Cite
as: 132 Wash.2d 852, *861 , 940 P.2d 1293,
**1297)
|
participant, causes the death of a person other than one of the
participants: except that in any prosecution under this subdivision
(1)(c) in which the defendant was not the only participant in the
underlying crime, if established by the defendant by a preponderance
of the evidence, it is a defense that the defendant:
**1298
|
(Cite
as: 132 Wash.2d 852, *861 , 940 P.2d 1293,
**1298)
|
(i)
Did not commit the homicidal act or in any way solicit, request,
command, importune, cause, or aid the commission thereof; and
(ii) Was not armed with a deadly weapon, or any instrument, article,
or substance readily capable of causing death or serious physical
injury; and
(iii) Had no reasonable grounds to believe that any other participant
was armed with such a weapon, instrument, article, or substance;
and
(iv) Had no reasonable grounds to believe that any other participant
intended to engage in conduct likely to result in death or serious
physical injury.
(2) Murder in the first degree is a class A felony.
|
(Cite
as: 132 Wash.2d 852, *861, 940 P.2d 1293, **1298)
|
9A.48.020. Arson in the first degree.
(1) A person is guilty of arson in the first degree if he knowingly
and maliciously:
(a) Causes a fire or explosion which is manifestly dangerous to any
human life, including firemen; or
(b) Causes a fire or explosion which damages a dwelling; or
(c) Causes a fire or explosion in any building in which there shall
be at the time a human being who is not a participant in the crime;
or
(d) Causes a fire or explosion on property valued at ten thousand
dollars or more with intent to collect insurance proceeds.
(2) Arson in the first degree is a class A felony.
*862
|
(Cite
as: 132 Wash.2d 852, *862, 940 P.2d 1293, **1298)
|
9A.20.021. Maximum sentences for crimes committed July 1, 1984, and
after
(1) Felony. No person convicted of a classified felony shall be
punished by confinement or fine exceeding the following:
(a) For a Class A felony, by confinement in a state correctional
institution for a term of life imprisonment, or by a fine in an
amount fixed by the court of fifty thousand dollars, or by both such
confinement and fine;
(b) For a class B felony, by confinement in a state correctional
institution or a term of ten years, or by a fine in an amount fixed
by the court of twenty thousand dollars, or by such confinement and
fine;
(c)
For a class C felony, by confinement in a state correctional
institution for five years, or by a fine in an amount fixed by the
court of ten thousand dollars, or by both such confinement and
fine.
(2) Gross misdemeanor. Every person convicted of a gross misdemeanor
defined in Title 9A RCW shall be punished by the imprisonment in the
county jail for a maximum term fixed by the court of not more than
one year, or by a fine in an amount fixed by the court of not more
than five thousand dollars, or by both such imprisonment and
fine.
(3) Misdemeanor. Every person convicted of a misdemeanor defined in
Title 9A RCW shall be punished by imprisonment in the county jail for
a maximum term fixed by the court of not more than ninety days, or by
a fine in an amount fixed by the court of not more than one thousand
dollars, or by both such imprisonment and fine.
(4) This section applies to only those crimes committed on or after
July 1, 1984.
6. Violations of these statutes are felonies under Washington state
law. These statutes were the duly enacted laws of the State of
Washington at the time the offenses were committed, at the time the
Informations were filed, and are now in full force.
7. The Statute of Limitations on prosecuting these offenses
*863
|
(Cite
as: 132 Wash.2d 852, *863, 940 P.2d 1293, **1298)
|
is
Revised
Code of Washington 9A.04.080
which states as follows:
Prosecutions for the offenses of murder, and arson where death
ensues, may be commenced at any period after the commission of the
offense, for offenses the punishment of which may be imprisonment in
a state correctional institution, committed by any public officer in
connection with the duties of his office or
**1299
|
(Cite
as: 132 Wash.2d 852, *863, 940 P.2d 1293, **1299)
|
constituting a breach of his public duty or a violation of his oath
of office, and arson where death does not ensue, within ten years
after their commission; for violations of RCW
9A.44.070,
9A.44.100(1)(b),
within seven years after their commission; for violation of
RCW
9A.82.060
or 9A.82.080,
within seven years after their commission; for bigamy, within three
years of the time specified in RCW
9A.64.010;
for all other offenses the punishment of which may be imprisonment in
the state correctional institution, within three years after their
commission; two years for gross misdemeanors, and for all other
offenses, within one year after their commission: Provided, That any
length of time during which the party charged was not usually and
publicly resident within this state shall not be reckoned within the
one, two, three, five, seven, and ten years respectively: And further
provided, That where an indictment has been found, or complaint or an
information filed, within the time limited for the commencement of a
criminal action, if the indictment, complaint or information be set
aside.
8. I have reviewed the facts of these offenses and attest that the
allegations in the offenses are not time barred.
9. The Information charges that the defendant
Martin Pang, together with another, in King County, Washington on or
about January 5, 1995, while committing or attempting to commit the
crime of Arson in the First Degree, and in the course of and in
furtherance of said crime and in immediate flight therefrom, did
cause the deaths of Lieutenant Walter Kilgore, Lieutenant Gregory A.
Shoemaker, Firefighter James T. Brown, and Firefighter Randall R.
Terlicker.
10. According to the Certification for Determination of Probable
Cause filed in this case the Seattle Fire Department responded to a
fire on January 5, 1995, at the Mary Pang
*864
|
(Cite
as: 132 Wash.2d 852, *864, 940 P.2d 1293, **1299)
|
Products warehouse in Seattle, King County, Washington. While
attempting to extinguish the fire, several firefighters entered the
first floor of the engulfed warehouse. Without warning, the floor
collapsed, dropping the firefighters to the sub-basement. Some of the
firefighters were able to escape the building--four were not.
Lieutenant Walter D. Kilgore, Lieutenant Gregory A. Shoemaker,
Firefighter James T. Brown, and Firefighter Randall R. Terlicker died
in the fire. The King County Medical Examiner has determined that
Lieutenant Shoemaker died from smoke inhalation, and the other three
died from suffocation.
On December 13, 1994, Special Agent Sheryl Bishop of the United
States Bureau of Alcohol, Tobacco and Firearms ("ATF") was contacted
by a citizen/witness who told her that Mary Pang's business, located
in the warehouse, was in decline, and that the
warehouse was to be "torched" sometime between December 16, 1994 and
December 18, 1994.
On December 14, 1994, [Agent] Bishop met with another witness
who stated that on several occasions in the month prior to December
14, 1994, the defendant told the witness that the warehouse was going
to burn down and advised the witness to get personal items out of the
warehouse. On other occasions during the month, the defendant told
the witness how the warehouse would be burned down. His scenarios of
how it would happen, which the witness diagrammed for [Agent]
Bishop, almost exactly described how the fire actually occurred.
On another occasion, in the month prior to the fire, the defendant
spoke with yet another witness and cryptically suggested the witness
remove personal items from the warehouse. That witness also helped
the defendant remove the defendant's personal items from the
warehouse and transport them to storage lockers that he had rented on
November 11, 1994.
On January 21, 1995, a search warrant was served on the defendant's
storage lockers. Inside the lockers, investigators found many
personal items belonging to the defendant, including photographs,
trophies and awards, family mementos, and financial records. The
investigators, based on their training and experience, indicate that
persons who intend to burn down **1300
|
(Cite
as: 132 Wash.2d 852, *864, 940 P.2d 1293, **1300)
|
their homes or businesses often remove items
*865
|
(Cite
as: 132 Wash.2d 852, *865, 940 P.2d 1293, **1300)
|
which cannot be replaced, such as photographs and personal momentos.
In December 1994, the defendant took a close
friend and confidant to the warehouse. The defendant told the witness
that the business (Mary Pang's Food Products, Inc.) had lost major
clients and was not doing well. He complained that his parents were
old and feeble, yet would not sell the business. He went on to tell
the witness that the warehouse would burn down in the next month, and
that it would look like transients set the fire.
Yet another witness and the defendant have been friends for about six
years. During the summer of 1994, the defendant told the witness that
he would like to have the business burn, and that it would go up like
a tinderbox. The defendant also said that he thought about doing it.
The defendant also indicated to the witness that if the business
burned down "it would kill my parents."
On numerous other occasions over the last six years, the defendant
has told friends of his that the warehouse would be burned down.
These friends have detailed the defendant's statements in their
statements given to investigators. Several witnesses have given
detailed, independent statements that the defendant asked them to
burn the Mary Pang warehouse, as recently as last year.
During conversations with witnesses immediately after the fire, the
defendant told them how a person he described as a transient must
have lighted the fire in the warehouse. The defendant's description
of how the fire must have been lighted describes
how the fire actually occurred and was made prior to the expert's
determination that the fire had been deliberately set.
After the fire, the defendant told a witness his scenarios of how the
fire must have been lighted. The witness then gave the information to
homicide investigators. The fire investigators assigned to identify
the cause of the fire had just begun sifting the remains of the
business. They did not reach, or announce, their conclusions as to
how the fire started until several days after the defendant described
his scenarios of how the fire must have been lighted. The fire
investigators were *866
|
(Cite
as: 132 Wash.2d 852, *866, 940 P.2d 1293, **1300)
|
not
told by homicide investigators about the scenarios that the defendant
described to the witness.
The day after the fire a different witness had a conversation with
the defendant in which the defendant asked the witness if a transient
had started the fire at the warehouse would it be considered
homicide? The defendant also attempted to throw suspicions on his
ex-wife Rise Pang and her current husband, Joseph. The witness
noticed throughout their conversation that the defendant appeared
very nervous and worried about criminal charges.
The defendant later telephoned this witness and said that he had been
"framed" for the fire and was going to take a "long vacation". The
defendant began crying, and told the witness that he (defendant)
would never see his friends again. The defendant continued to claim
that he had been set up by Joseph, and then said to the witness, in a
very strained voice, "Nobody was supposed to get
hurt, the building was just supposed to burn down."
The day after the fire, the ATF National Response Team, in
conjunction with the Seattle Fire Department's Fire Investigation
Unit, began investigating what caused the warehouse fire. The ATF
National Response Team is composed of ATF agents who are Certified
Fire Investigators. They have become Certified Fire Investigators by
completing hundreds of hours of training in determining the cause and
origin of fires. Each Certified Fire Investigator has personally
investigated, in order to determine the cause and origin of fires,
over one hundred fire scenes.
Based upon the investigators' examination of the warehouse fire
scene, including burn patterns, liquids and physical evidence, it has
been determined that this fire was deliberately set.
The investigators also learned that the arsonist(s) entered the
basement area either by using a key or entering a code into the alarm
keypad. Firefighters who were first on the scene found that all
exteriors **1301
|
(Cite
as: 132 Wash.2d 852, *866, 940 P.2d 1293, **1301)
|
[sic] doors not secured by the keypad were locked.
Once inside the pallets area where the fire was set, the
investigators found that the interior door leads to an exterior
*867
|
(Cite
as: 132 Wash.2d 852, *867, 940 P.2d 1293, **1301)
|
door which also does not have a keypad. This interior door's padlock
had been pried off, as if to look like the fire-setter had entered
the pallet area through the un-alarmed doors. Additionally, a
gasoline can which did not belong to the warehouse was found in
the room between these two doors. However, a
closer examination showed that the pry marks on the interior door
were made from the inside, not the outside, as someone gaining entry
through un-alarmed doors from the outside would do. And, as stated
above, this mirrors the defendant's statements to witnesses about how
a transient was responsible for the fire that burned the
warehouse.
In addition, the investigators found that the person who lit this
fire worked rapidly. The last person to leave the warehouse basement
reports leaving at approximately 6:30 p.m. He saw nothing to indicate
a fire. A witness whose band rented space in the warehouse basement,
entered the basement shortly before 7:00 p.m. and saw thick smoke. He
removed some items from his space, then ran to a telephone booth to
call 911. When fire units arrived shortly thereafter, the basement
area was fully engulfed in flames. The investigators estimate, based
on training and experience, that it took approximately twenty minutes
from the time this fire was lit to the time the basement was fully
engulfed. This indicates that the arsonist was probably familiar with
the warehouse and the occupants' schedules.
The investigators have interviewed dozens of defendant's friends and
business associates. Through these interviews the investigators have
learned that the defendant has, for the most part, been supported by
his parents. Other than a time spent working for his parent's
business, the defendant has been frequently unemployed. His parents
paid for defendant's short-lived auto racing career,
and were helping support him while he pursued an
acting career. They gave him gifts of money on all major holidays,
paid for his cars; paid for his house and made his child support
payments. The defendant had access to, and used checks and credit
cards belonging to the business.
Additionally, as described above, the once-successful business, in
the last several years, had been failing. Several major accounts,
such as Safeway Stores, had been lost. Suppliers
*868
|
(Cite
as: 132 Wash.2d 852, *868, 940 P.2d 1293, **1301)
|
indicate that checks written on company accounts, some for as little
as $150 would bounce. When that happened the suppliers would have to
contact the defendant's parents, who would provide a personal check
to cover the amounts owed. The defendant repeatedly expressed to
friends and associates his frustration with both the business's
decline as well as his parents' continual refusal to sell it or
relinquish control to him. The defendant's parents have two children,
the defendant and his sister Marlys. Marlys is estranged from the
family and has not spoken with them for many years. Harry and Mary
Pang, both in their 70's, have no life insurance, their policy having
recently lapsed. However, the business, although failing, was well
insured. Additionally, the defendant had expressed to various friends
over years his plans to use the warehouse property, valued at over
$400,000 for his own business.
According to statements made by the defendant to numerous witnesses,
he fled the state to avoid prosecution in this matter. One witness
has given a statement that the defendant was
researching countries without extradition treaties with the United
States.
11. On March 3, 1995, the defendant was charged in the above King
County Superior Court cause with the crimes of Murder in the First
Degree, Counts I, II, III, and IV, and a warrant was issued for his
arrest setting bail in the amount of $5,000,000.00. Martin Pang is
identified as an Asian male; Date of Birth: November 12, 1955; Place
of Birth: Hong Kong; Citizenship: United States citizen; Height:
6'0"; Weight 175 lbs [sic]; Black hair; Brown eyes; Scar
below his throat.
**1302
|
(Cite
as: 132 Wash.2d 852, *868, 940 P.2d 1293, **1302)
|
12.
On March 16, 1995, the defendant was arrested in Rio de Janeiro,
Brazil, and is currently being held in that jurisdiction pending
extradition proceedings. On March 17, 1995, an Amended Information
was filed in the above cause adding an additional charge of Arson in
the First Degree, Count V.
13. The defendant fled the United States to avoid prosecution and was
arrested by Brazilian authorities in Rio De [sic] Janeiro on
March 16, 1995. Two agents from the United States Federal Bureau of
Investigation accompanied Brazilian authorities during the arrest.
The defendant immediately initiated conversation with Special Agent
Schoenlein enroute *869
|
(Cite
as: 132 Wash.2d 852, *869, 940 P.2d 1293, **1302)
|
to
the Brazilian police station. Agent Schoenlein answered questions the
defendant had about extradition and the defendant then initiated
conversation about the arson of Mary Pang's in Seattle. Agent
Schoenlein advised the defendant that they could
discuss those matters later at the police
station if the defendant chose to do so. Agent Schoenlein also
advised the defendant of his Miranda% rights. The defendant told
Agent Schoenlein that he wanted to waive his Miranda rights to tell
his "side of the story".
14. At the police station the defendant once again indicated his
desire to speak with Agents Schoenlein and Burroughs and he signed a
form that listed and waived his Miranda rights. After conversation in
which the defendant attempted unsuccessfully to convince Agents
Schoenlein and Burroughs he had nothing to do with the arson the
defendant was advised by the agents to tell the truth. At that point
the defendant admitted starting the fire on January 5, 1995 at the
Mary Pang business. The defendant gave a four page statement
describing his actions which was written for him by Agent Schoenlein.
The defendant read and initialed each page of the handwritten
statement and signed the statement.
15. I have attached a true copy of the Information and Certification
for Determination of Probable Cause in the case of State of
Washington vs. Martin Shaw Pang, King County Superior Court Cause
Number 95-1-00473-0 as Exhibit 1. I have also attached a true copy of
the Motion and Order Determining the Existence of Probable Cause,
Directing Issuance of Warrant and Fixing Bail as Exhibit 2. The
Deputy Clerk of the King County Superior Court Clerk's Office is able
to make this certification because he is an officer of the King
County Superior Court and the original document
is maintained in a file in the King County Superior Court Clerk's
Office.
16. I have also attached a true copy of the Arrest Warrant and this
is attached as Exhibit 3. In this jurisdiction it is the practice
that the Clerk of the Superior Court issues the arrest warrant
following the filing of the court's order to issue the warrant (refer
to above Exhibit 2). The Chief of the Seattle Police Department is
able to make this certification of the arrest warrant as his
department maintains records of unserved [sic] arrest
warrants in Seattle.
*870
|
(Cite
as: 132 Wash.2d 852, *870, 940 P.2d 1293, **1302)
|
17.
I have also attached a true copy of the Motion, Certification and
Order Permitting Filing of an Amended Information as Exhibit 4.
18. I have also attached a true copy of the Amended Information as
Exhibit 5.
19. I have also attached to this affidavit the statements of the
following witnesses:
Affidavit of Kim Kirkendall, Exhibit 6;
Affidavit of Kevin C. Hook, Exhibit 7;
Affidavit of Richard D. Binzer, Exhibit 8;
Affidavit of Paul H. Bentley, Exhibit 9;
Affidavit of Wayne E. McFall, Exhibit 10;
Affidavit of Karlyn Byham, Exhibit 11;
Affidavit of Robert S. King, Exhibit 12;
Affidavit of Cleave Odegard, Exhibit 13;
Affidavit of Marjorie G. Newman, Exhibit 14;
Affidavit of Rise Pang, Exhibit 15;
Affidavit of Charles T. Graves, Exhibit 16;
Affidavit of Richard C. Harruff, Exhibit 17;
Affidavit of Terri Haddix, Exhibit 18;
**1303
|
(Cite
as: 132 Wash.2d 852, *870, 940 P.2d 1293, **1303)
|
Affidavit of Michael J. Shannon, Exhibit 19;
Affidavit of Gary D. Schoenlein, Exhibit 20;
20. The above affidavits, Exhibit 6 through 20, were signed and sworn
before a Notary Public who is authorized to administer an oath. I
have thoroughly reviewed these statements and the attachments to
them, and attest that the evidence indicates that Martin Pang is
guilty of the offenses charged in the Amended Information.
[s] Marilyn B. Brenneman
MARILYN B. BRENNEMAN
Senior Deputy Prosecuting Attorney
SUBSCRIBED and SWORN to before me
this 6th day of April, 1995.
*871
|
(Cite
as: 132 Wash.2d 852, *871, 940 P.2d 1293, **1303)
|
[s] Brian D. Gain
BRIAN D. GAIN
SUPERIOR COURT JUDGE
KING COUNTY SUPERIOR COURT
I, NORM MALENG, Prosecuting Attorney for King County, Washington, do
hereby certify that Marilyn B. Brenneman is a duly appointed Senior
Deputy Prosecuting Attorney for King County, Washington.
SIGNED this 6th day of April, 1995.
[Seal.]
[s] Norm Maleng
NORM MALENG
King County Prosecuting Attorney [FN8]
|
|
FN8.
Id. at 1-17 (exhibits omitted) (emphasis added).
|
This affidavit was amended by a Supplemental Affidavit in Support of
Request for Extradition on July 21, 1995. It states:
STATE OF WASHINGTON
COUNTY OF KING
I, TIMOTHY A. BRADSHAW, being duly sworn, do hereby depose and
say:
1. I am a citizen of the United States and a resident of the State of
Washington.
2. I have been engaged in the practice of law in the State of
Washington since 1986. 3. Since September 01,
1988 I have been employed by the King County Prosecuting Attorney's
Office as a Deputy Prosecuting Attorney. I was appointed Senior
Deputy Prosecuting Attorney on January 01, 1994. My duties are to
prosecute persons charged with criminal violations of the State of
Washington. In the course of such prosecutions, I have become
knowledgeable about the state criminal statutes and case law,
including those related to the crime of Murder in the First Degree
and Arson in the First Degree, and have prosecuted both Murder and
Arson cases.
*872
|
(Cite
as: 132 Wash.2d 852, *872, 940 P.2d 1293, **1303)
|
4.
My co-counsel, Marilyn Brenneman, and I are responsible for
prosecuting the case of State of Washington vs. Martin Shaw Pang,
King County Superior Court Cause Number 95-1-00473-0. I am wholly
familiar with the evidence and charges in this case filed by Ms.
Brenneman and myself [sic], and with the contents of the
relevant files of the King County Superior Court and the Office of
the King County Prosecuting Attorney. I am additionally familiar with
all previous submissions, affidavits, statutes, and exhibits filed by
Marilyn Brenneman in support of our request for extradition,
5. Co-counsel Brenneman is currently out of the State of Washington
attending her father's funeral and family duties.
6. On April 6, 1995, my co-counsel, Marilyn Brenneman, signed an
affidavit in support of request for extradition of Martin Shaw Pang
to stand trial for four counts of Murder in the first degree and one
count of Arson in the first degree.
7. It is my understanding that the certification of the statute has
been challenged by the defense and that minor amendments made to the
murder statute in 1990 were omitted. The omissions do not bear
directly on the specific charges against Martin Shaw Pang. However,
although these statutes were duly certified and authenticated in the
body of the prior affidavit in support of the request for
extradition, I am providing this supplemental affidavit to provide
the court with a true and correct copy of current statutory language
for Murder in the first degree, pursuant to Article IX, item 2, of
the United States/Brazil extradition treaty. The text
**1304
|
(Cite
as: 132 Wash.2d 852, *872, 940 P.2d 1293, **1304)
|
of
all applicable statutes/legislation, the text of the appropriate
statute of limitations, and the applicable penalties are attached as
Supplemental Exhibit A, which I have also signed and dated.
8. I know of no other pertinent omissions, clerical or otherwise, in
the affidavits and information previously provided in support of
extradition of Martin Shaw Pang.
[s] Timothy A. Bradshaw
TIMOTHY A. BRADSHAW
Senior Deputy Prosecuting Attorney
SUBSCRIBED and SWORN to before me
*873
|
(Cite
as: 132 Wash.2d 852, *873, 940 P.2d 1293, **1304)
|
this 21st day of July, 1995. [s] G. T.
Mattson
GEORGE T. MATTSON,
Superior Court Judge
King County Superior Court
State of Washington
United States [FN9]
|
|
FN9.
Supplemental Affidavit in Support of Request for
Extradition, King County Cause Number 95-1-00473-0, at 1-3
(attachments omitted).
|
On December 18, 1995, the Federal Supreme Court of Brazil granted
extradition on the single count of arson in the first degree, but not
on the four counts of murder in the first degree. [FN10] A
summary provided by the Federal Supreme Court states:
|
|
FN10.
See Federal Supreme Court of Brazil decision on the
Extradition, Number 00006541/120. Opinion Appendix "A."
English translation from original Portuguese. See Clerk's
Papers at 159-211 for opinion in Portuguese.
|
Summary.
1. Extradition.
2. U.S. citizen charged, by the Superior Court of King County,
Seattle, Washington, U.S.A., as the perpetrator of four acts of
murder in the first degree "by committing and attempting to commit
the crime of arson in the first degree and in the course of and in
furtherance of such crime, as well as in immediate flight therefrom."
A charge was later added, accusing the person being sought of arson
in the first degree as well, a class A felony.
3. Inasmuch as the acts are covered under two distinct offenses, the
majority of the Court decided, for purposes of the extradition, that
the case is one of arson in the first degree under the law of the
requesting State, corresponding in the Brazilian Penal Code to the
crime of arson defined in Article 250, combined with its Paragraph 1,
Section I, and with Article 258 of that same Code because of the
resulting death of four persons.
*874
|
(Cite
as: 132 Wash.2d 852, *874, 940 P.2d 1293, **1304)
|
4.
Consequently, the decision by the majority of the Court did not hold
that the situation as described was one of arson in the first degree,
plus four separate first-degree murders.
5. Therefore, the Court, by majority vote, granted the requested
extradition in part, for the crime of arson in the first degree,
resulting in four deaths and the consequences thereof under U.S. law.
However, the Court did so without the additional charge of four
counts of first-degree murder.
6. The minority of the Court, as expressed in the opinion of the
Rapporteur, granted the extradition under the
terms of the petition by the Requesting State, so that the person
being sought may be tried and judged according to the charge and
addendum, under U.S. law. It did not stipulate any reservation.
7. Lastly, the decision of the Court did not include any restriction
as to the possibility of life imprisonment.
DECISION
The
case files having been reviewed and the case stated and discussed,
the Justices of the Federal Supreme Court, meeting in plenary session
and acting by majority vote in accordance with the minutes of the
judgment and the transcript thereof, grants the extradition in part,
on the grounds that the charges of arson in the first degree and
murder in the first degree, as described in the extradition request,
correspond in Brazil to the single crime that is defined in the main
part of Article 250 and in Article 258 of the Brazilian Penal Code.
Therefore, they exclude from the grant of extradition the charges of
**1305
|
(Cite
as: 132 Wash.2d 852, *874, 940 P.2d 1293, **1305)
|
murder in the first degree. Also by majority vote, the Court decided
to reject the need to condition surrender of the person sought on a
pledge to commute life imprisonment to a maximum of 30 years
imprisonment.
Brasilia, December 18, 1995
[Signatures]
Sepulveda Pertence, Chief Justice
Neri da Silveira, Rapporteur [FN11]
|
|
FN11.
Clerk's Papers at 321-23 (emphasis added).
|
*875
|
(Cite
as: 132 Wash.2d 852, *875, 940 P.2d 1293, **1305)
|
The
United States through its Embassy on February 22, 1996 requested
written authorization from the Brazilian Ministry of Foreign Affairs
to prosecute Petitioner Pang "in accordance with the revised code of
Washington, Title 9A, Sections 48.020 and 32.030(1)(c), which provide
for punishment of an individual who commits arson, and in the course
of that crime, causes the death of a person who was not a participant
in the crime." [FN12] The letter, which mentioned "arson,"
but did not mention "murder," stated:
|
|
FN12.
Letter from the United States Embassy to the Brazil Ministry
of Foreign Affairs dated February 22, 1996. RCW
9A.32.030(1)(c)
is the Washington statute relating to murder in the first
degree.
|
The Government of the United States respectfully requests that,
pursuant to Article XXI of the Extradition Treaty between Brazil and
the United States of America, done at Rio de Janeiro on January 13,
1961, or any other legal basis, the Government of the Federal
Republic of Brazil provide written authorization, to the United
States to prosecute MARTIN SHAW PANG in accordance with the revised
code of Washington, Title 9A, Sections 48.020 and 32.030(1)(C),
which provide for the punishment of an
individual who commits arson, and in the course of that crime, causes
the death of a person who was not a participant in the crime. As
recognized by the Brazilian Supreme Court, these provisions of the
Revised Code of Washington criminalize the same conduct as described
in Sections 250 and 258 of the Brazilian Penal Code.
[FN13]
By letter of February 27, 1996 the Brazil Ministry of Foreign Affairs
denied the request, indicating it did not have jurisdiction to
interfere with the extradition order of the Federal Supreme Court of
Brazil. [FN14] After reiterating a portion of the ruling of
the Federal Supreme Court, the letter read:
|
|
FN14.
Letter from the Brazil Ministry of Foreign Affairs to the
United States Embassy dated February 27, 1996.
|
*876
|
(Cite
as: 132 Wash.2d 852, *876, 940 P.2d 1293, **1305)
|
The
Ministry of Foreign Affairs points out to the Embassy of the United
States of America that, pursuant to the provisions of the Federal
Constitution on the separation of powers in the government, the
Executive Branch does not have jurisdiction to interpret or establish
limits regarding the scope of the decision
handed down by the Judicial Branch, which has exclusive jurisdiction
with respect to any interpretation of judicial acts.
[FN15]
|
|
FN15.
Id. (italics ours).
|
On February 28, 1996, Petitioner Martin Shaw Pang was surrendered by
Brazil into custody of United States of America authorities. He was
immediately returned to the United States and the State of
Washington. [FN16]
|
|
FN16.
See Record of Surrender of Person Being Extradited, No.
02/96, Clerk's Papers at 362-63.
|
The United States appealed to the Federal Supreme Court of Brazil
seeking clarification of the extradition order. [FN17] The
appeal states in its Summary:
|
|
FN17.
See Request for Declaration [sic: Clarification]
(Embargo Declaracao [sic] ).
|
By granting extradition only on the basis of the Washington arson
statute, the Brazilian Supreme Court's decision
in the case of Martin Shaw Pang would have the unfortunate effect of
preventing United States authorities from prosecuting Mr. Pang for
the consequences of the arson; namely, the resulting deaths. The
arson statute in the State of Washington is equivalent only to
Article 250 (simple arson) of the Brazil Penal code; it penalizes
only the arson itself, but not the resulting deaths. As such, the
Washington arson **1306
|
(Cite
as: 132 Wash.2d 852, *876, 940 P.2d 1293, **1306)
|
does not punish the crime in the same way that Article 258
(aggravated arson) of the Brazilian Penal Code would. Rather in the
State of Washington, the only law that truly corresponds to Article
258, by taking into proper consideration the deaths of the four
firefighters, is the "felony murder" law (which, although codified
within the first degree homicide statute, is different from the other
first degree homicides because it does not require premeditated
intent to kill). Accordingly, the approval of extradition only for
arson would be equivalent to granting extradition only for the
offense punished under Article 250, but not the offense punished
under Article 258.
*877
|
(Cite
as: 132 Wash.2d 852, *877, 940 P.2d 1293, **1306)
|
Such limitation would be significant because of the potentially
minimal sentence [Mr.] Pang could receive if prosecuted only
under Washington arson statute. Although the crime of arson
theoretically carries a punishment of life in prison, because of the
existence of mandatory sentencing guidelines under Washington State
law, the presumptive sentence for [Mr.] Pang would be only 21
to 27 months in prison. Such a penalty for a crime in which four men
lost their lives would be grossly unfair and
disproportionate to the gravity of the offense. It is for this reason
that the Government of the United States and the people of the State
of Washington are so concerned about the way in which the Court's
decision is framed. It would be extremely unfortunate if a merely
technical difference in our respective legal systems were to result
in a severe injustice. The United States therefore respectfully
requests that the Court clarify its ruling, so as to permit the
prosecution of Pang for the two Washington State offenses--arson and
felony murder--that most closely correspond to Article 250 and 258 of
the Brazilian Penal Code. [FN18]
|
|
FN18.
State's Answer to Motion for Discretionary Review to the
Supreme Court, filed January 8, 1997, Exhibit K.
|
On March 27, 1996, the Federal Supreme Court rejected the appeal,
holding that its extradition order unambiguously excluded the charges
of murder in the first degree from the grant of extradition.
[FN19] The court stated:
|
|
FN19.
See Appeal for Clarification,--Extradition No. 00006545/122,
Clerk's Papers at 312-316. English translation from the
original Portuguese.
|
SUMMARY. [1.] Extradition. Appeal for clarification.
2. U.S. citizen charged, in the State of
Washington, U.S.A., with the crime of arson in the first degree and
with four acts of murder in the first degree, the victims being
firefighters who assisted in fighting the fire.
3. By majority of votes, this Court, inasmuch as the acts are covered
under two distinct offenses, decided that the case is one of arson in
the first degree under the law of the requesting State, corresponding
in the Brazilian Penal Code to the crime of arson as defined in
Article 250, combined with its *878
|
(Cite
as: 132 Wash.2d 852, *878, 940 P.2d 1293, **1306)
|
Paragraph 2, Section I, and with Article 258 of that same Code
because of the resulting death of four persons.
4. Appeal for clarification by the requesting State arguing the
existence of contradictions and obscurities in the decision.
5. It is alleged in the appeal for clarification that the facts as
set forth in the request for extradition describe a case of arson
that resulted in the deaths of four firefighters; however, the
definition of the offense adopted in the decision now being appealed
does not encompass the resulting deaths, only the threat against the
life of any person or firefighter. [The decision held that]
the crime of arson in the first degree, according to the Revised Code
of Washington, is equivalent solely to the crime of arson in Article
250 of the Brazilian Penal Code and does not include the hypothesis
found in Article 258 of said Code. The appeal for clarification
further argues that the crime of arson in the first degree and the
crime of murder in the first degree (termed
"felony murder") are considered by the Revised
Code of Washington as being independent criminal offenses and that
the latter is equivalent to the crime described in Article 258 of the
Brazilian Penal Code. It is also alleged in the
**1307
|
(Cite
as: 132 Wash.2d 852, *878, 940 P.2d 1293, **1307)
|
appeal that if the terms of the decision now being appealed were
upheld, the requesting State would be unable to prosecute and try the
person whose extradition is being sought for the deaths resulting
from the fire.
6. Regulatory and procedural limits on appeals for clarification
according to Federal Supreme Court case law. Appeals for
clarification must not infringe upon the judgment. The greater degree
of flexibility that is allowed them, as an exception in cases of
obvious material error or manifest nullity of the decision, does not
justify their inappropriate use to challenge the correctness of a
judgment on the merits and to achieve its modification.
7. The absence of any doubt or obscurity as regards the denial of the
extradition with respect to the charges of the four crimes of murder
in the first degree is demonstrated in the terms of the decision,
which did not consider the facts, as described in the request, as
characterizing independent crimes of arson in the first degree and
murder in the first degree. The extradition was granted without any
restrictions as to the possibility of life imprisonment; but only on
the crime of first-*879
|
(Cite
as: 132 Wash.2d 852, *879, 940 P.2d 1293, **1307)
|
degree arson with the results it produced (four deaths) and all the
consequences thereof pursuant to United States law without, however,
the added charge of four counts of murder in the
first degree.
8. Nor is there any contradiction in the decision under appeal. The
contradiction would have to have arisen unexpectedly among the parts
of the judgment itself, in the logical composition thereof. The
position of the majority of the Court, reflected in the decision, did
not acknowledge the occurrence, in the case at hand, of independent
crimes but only the crime of arson in the first degree with its
results and consequences (four deaths) according to U.S. law. It
should be noted, furthermore, that Article 258 of the Brazilian Penal
Code does not define an independent crime other than the one
described in Article 250 thereof. Only the results described therein
(physical injury or death) were considered by the legislator
[sic] to serve as qualifying circumstances in crimes of
common peril, including arson, aggravating the penalty.
9. Likewise there is no mistake or obvious error in the decision now
being appealed. The decision resulted from a thorough discussion by
the members of this Court that took the facts and their legal context
into account.
10. The Federal Supreme Court is not insensitive to the serious
concerns expressed in the appeal for clarification as regards
potential restrictions on the amount of the penalty that could be
imposed in the requesting State on the person whose extradition is
sought, by virtue of the limits established in the granting of the
request on a partial basis only. However, it is not
appropriate in a decision on extradition to give
primary consideration in the requested State to the aspect of the
cases involving the amount of the penalty that the requesting State
may, under its legislation, impose on the person being sought, unless
there is a specific restriction in the requested State, as in Brazil
with the rejection of the death penalty.
11. Apart from that reservation, given the limited scope of the
appeal for clarification, it is not possible in the appeal to
evaluate the merits of the controversy regarding the penalties which
the requesting State might, by application of its domestic laws,
impose on the person whose extradition is being
*880
|
(Cite
as: 132 Wash.2d 852, *880 , 940 P.2d 1293,
**1307)
|
sought. This position is not ascribable to a lack of interest on the
part of the Court as regards the need for cooperation on the
international level between the governments of different countries
for purposes of combating crime. Rather, it results from the legal
impossibility, under Brazilian procedural law, to reconsider a matter
already discussed in the court record of the judgment on the
extradition.
12. Appeal for clarification rejected.
DECISION
The
case files having been reviewed and the case stated and discussed,
the Justices of the Federal Supreme Court, meeting in plenary session
and in accordance with the minutes of the judgment and the transcript
**1308
|
(Cite
as: 132 Wash.2d 852, *880 , 940 P.2d 1293,
**1308)
|
thereof, unanimously agree to deny the appeal.
|
(Cite
as: 132 Wash.2d 852, *880, 940 P.2d 1293, **1308)
|
Brasilia, March 27, 1996
[Signatures]
Sepulveda Pertence, Chief Justice
Neri da Silveira, Rapporteur [FN20]
|
|
FN20.
Id. at 312-16 (italics ours).
|
The King County Prosecuting Attorney issued a statement on February
29, 1996 asserting the opinion of the Federal Supreme Court of Brazil
is ambiguous. The statement, contrary to the record, also asserts
certain promises or agreements by Brazilian officials to waive
objection to prosecution of Petitioner Pang for murder in the first
degree. The statement reads:
Statement of King County Prosecuting Attorney Norm Maleng on the
Return of Martin Pang:
At this very moment, Martin Pang is airborne--he is on the final leg
of his trip back to Seattle, where he will stand trial for the crime
that killed four firefighters.
As of today, the opinion from the Brazilian Supreme Court
*881
|
(Cite
as: 132 Wash.2d 852, *881, 940 P.2d 1293, **1308)
|
does not clearly authorize the prosecution of Martin Pang for felony
murder. The opinion must be clarified before we proceed.
Our fight to clarify this decision continues on two fronts:
First, the State Department will file tomorrow a motion asking the
Brazilian Supreme Court to reconsider and clarify its ruling;
Second, Secretary of State Warren Christopher, who arrives in Brazil
tomorrow, will personally ask the Brazilian government to extradite
Martin Pang without restriction.
Let me outline some recent events in the case:
* Attorney General Janet Reno called her counterpart in Brazil,
Justice Minister Nelson Jobiem [sic], two weeks ago. Minister
Jobiem [sic] assured the United States that his government
would grant our request for extradition of Martin Pang without
restrictions;
* Last month a delegation from the United States, led by Ambassador
Lavitsky [sic:] [Levitsky], met with the Brazilian
Minister of Justice and reached agreement in principle that Brazil
would waive any objections to the full prosecution of Martin Pang
under Washington law;
The U.S. delegation worked together with Brazilian officials to draft
the promised waiver and diplomatic note.
Our delegation left Brazil with the assurance that Pang would be
extradited with no restrictions.
* Despite these assurances, we have been waiting for action on the
waiver;
* Last Friday, the Brazilian Supreme Court issued its written opinion
on the case. The court's opinion is ambiguous.
Some
portions of the summary opinion seem to limit the prosecution to a
single count of arson, yet other portions of the summary opinion seem
to defer to the consequences under American law for an arson that
results in death, making the summary ambiguous and in need of
clarification.
That is why the United States will file a motion for reconsideration
tomorrow.
* On Monday, the United States Department of State
*882
|
(Cite
as: 132 Wash.2d 852, *882, 940 P.2d 1293, **1308)
|
transmitted an official diplomatic note to the government of Brazil,
requesting a specific waiver under the extradition treaty, lifting
all restrictions.
* On Tuesday of this week, the Brazilian government responded,
officially denying the request from the United States.
We have not yet succeeded in our goal to have Martin Pang tried for
felony murder.
I say today what I said two months ago:
This is unjust and unfair.
We have not given up the fight.
Two avenues remain to try and turn this result around:
* First, the United States will file a motion for reconsideration
tomorrow, urging the Supreme Court of Brazil to reconsider and
clarify their opinion.
* Second, Secretary of State Warren Christopher arrives in Brazil on
Friday for **1309
|
(Cite
as: 132 Wash.2d 852, *882, 940 P.2d 1293, **1309)
|
a
series of meetings with Brazilian officials. The Pang case is
on his agenda.
He will express the strong disappointment of the United States
government and ask that the Executive branch grant the waiver
requested by the United States allowing unrestricted prosecution.
Martin Pang is returning today because we are nearing the end of the
60 day period for his return as required under the treaty.
We have not given up on either the diplomatic or legal avenues to
correct this injustice.
Arraignment will be scheduled within two weeks from today.
[FN21]
|
|
FN21.
Clerk's Papers at 131-32 (emphasis added).
|
On April 5, 1996 the King County Prosecuting Attorney filed in the
King County Superior Court the Affidavit of Timothy A. Bradshaw in
Support of the State's Response to Motion to Dismiss which
states:
*883
|
(Cite
as: 132 Wash.2d 852, *883, 940 P.2d 1293, **1309)
|
STATE OF WASHINGTON
COUNTY OF KING
I, TIMOTHY A. BRADSHAW, Senior Deputy Prosecuting Attorney for King
County, hereby declares and says:
1. I am familiar with the facts in this matter. As one of the two
Senior Prosecutors assigned to this case, I have been in routine
contact with the United States attorneys
assigned to this extradition matter of Martin Shaw Pang. I have also
been advised about the actions of the United States government
pertinent to the extradition of the defendant.
2. As a member of the United States delegation to Brazil, I obtained
direct knowledge of Brazilian Jurisprudence and extradition
procedures applicable to the Pang case. The delegation was comprised
of United States Ambassador [Melvyn] Levitski [sic:]
[Levitsky], U.S. Justice Department Attorneys Gregory Stevens
and Thomas Snow, U.S. State Department Legal Advisor Paulo Di Rosa,
and myself.
3. On January 23, 1996, the delegation met personally with the
Brazilian Minister of Justice, Nelson Jobim. In that meeting, the
Minister stated his position, as a representative of the Executive,
on the Pang extradition, and requested (and received) my personal
assurance that [Mr.] Pang would be taken from his country by
March 01, 1996.
4. Justice Minister Jobim stated that Brazil has no objection to our
prosecution of [Mr.] Pang on the charges of Murder and Arson.
Additionally, the Minister told me that "if I were you, I would
prosecute on Murder--The United States system must decide."
5. The United States appealed the decision of the Brazilian Court,
published February 23, 1996. The Request For Declaration
[sic:] [Clarification] (Embargo Declaracao
[sic] ) was filed March 01, 1996 with the Supreme Court of
Brazil, sitting in Brasilia, according to Mr. Di
Rosa, Mr. Steven, and the U.S. Embassy in Brazil.
6. I personally spoke with the Deputy Secretary of Justice for Brazil
on February 29, 1996. The Secretary [of] Justice advised
*884
|
(Cite
as: 132 Wash.2d 852, *884 , 940 P.2d 1293,
**1309)
|
me,
yet again, that Brazil does not object to the Murder charges.
7. Also on February 29, 1996, the day the defendant was returned to
the United States, a local TV station caught up with Minister Jobim
at the University of Texas Law Center. [Justice Minister]
Jobim stated for the news camera that "[Mr.] Pang's
extradition was granted, he has been returned, and he is now subject
to American Law."
8. On March 27, 1996, The Brazilian Supreme court ruled on the
Embargo de Declaracao. The Court voted unanimously to deny the
request for clarification. The American Embassy of Brazil has
informed us of the following specifics. The Court ruled that its
original decision required no clarification. Several Justices noted
that the decision was procedurally dictated; that is, the Court could
not now address the merits of the case, just the technical issue of
clarification. Several Justices also expressed regret if the Court's
decision is held to prevent [Mr.] Pang's prosecution for the
consequences of his criminal actions.
**1310
|
(Cite
as: 132 Wash.2d 852, *884 , 940 P.2d 1293,
**1310)
|
Justice Neri [sic] Da Silveira, the Rapporteur for the Pang
case, requested the opinion of the Prosecutor-General Geraldo
Brindeiro at the open-
|
(Cite
as: 132 Wash.2d 852, *884, 940 P.2d 1293, **1310)
|
court
session. [Mr.] Brindeiro responded that [Mr.] Pang
should be extradited without any restriction for the most comparable
and appropriate charges: Felony Murder. Justice Silveira then
explained the procedural limitations of the current appeal to matters
of clarification--rather than reconsideration of the original
judgment--and that a contradiction does not appear. [Justice]
Silveira maintained, without contradiction from the other nine
Justices, that the Brazilian Court's decision does not prevent
Washington State from trying [Mr.] Pang for the consequences
of his alleged crime, the deaths of four firefighters.
In the same proceeding, Justice Resek [sic] spoke at some
length. [Justice] Resek [sic] noted that the appeal
contained excellent arguments which he would have used were he
Washington State's lawyer. Justice Resek [sic] noted a "grave
incongruence" between what the Court had intended, and what would
apparently happen as a result of the Court's decision. Four
firefighters had died in Seattle, he said, and their deaths must be
taken into consideration in [Mr.] Pang's trial.
*885
|
(Cite
as: 132 Wash.2d 852, *885, 940 P.2d 1293, **1310)
|
[Justice] Resek [sic] then expressed great concern
about the presumed leniency of [Mr.] Pang's sentence should
he be convicted only of Arson in the First Degree; he noted that the
presumed Brazilian sentence for the same criminal conduct is far
greater that [sic] Washington State's. [Justice]
Resek ended by declaring that he has now decided to advocate for
revamping the entire extradition process in Brazil.
9. While the Court has not provided its written
opinion, A [sic] complete transcription of the court
proceedings is expected after April 16, 1996.
10. I am informed by the Justice and State Departments that
diplomatic efforts are continuing in an effort to obtain the written
consent of the Brazilian executive branch to try the defendant for
the charges he was arraigned on, pursuant to the Brazil/United States
Treaty.
I declare under penalty of perjury under the laws of the State of
Washington that the foregoing is true and correct to the best of my
knowledge.
DATED this 05th day of April, 1996.
[s] Timothy A. Bradshaw
TIMOTHY A. BRADSHAW
WSBA No. 17983 [FN22]
|
|
FN22.
Affidavit of Timothy A. Bradshaw in Support of State's
Response to Motion to Dismiss, Clerk's Papers at 145-148A
(emphasis added).
|
The affidavit and its content was referred to in at least four
documents submitted to the trial court by the King County Prosecuting
Attorney. [FN23] However, on November
**1311
|
(Cite
as: 132 Wash.2d 852, *885, 940 P.2d 1293, **1311)
|
12,
1996, the State withdrew the affidavit from the Court's
*886
|
(Cite
as: 132 Wash.2d 852, *886, 940 P.2d 1293, **1311)
|
consideration, stating that because the "United States, [sic]
has been provided written authorization, a signed document from the
Minister of Justice from Brazil, it's no longer
necessary to attempt to prove a non-objection or acquiescence from
verbal statements.... [W]e'd be happy to withdraw that
affidavit from the Court's consideration on the motion today."
[FN24] Even though this affidavit was previously withdrawn,
it was submitted to the Supreme Court as a supporting document on
January 8, 1997. [FN25]
|
|
FN23.
See Memorandum in Opposition to Defendant's Alternative
Motion for Dismissal of Counts 1 through 4; and a Writ of
Habeas Corpus, filed April 5, 1996, Clerk's Papers at 133-43
("The Brazilian executive branych [sic] has verbally
waived Brazil's specialty rights under the extradition
treaty and may elect to provide the United States with a
written waiver at any time prior to the trial of this
matter.") Clerk's Papers at 139 (footnote omitted) ("A
representative of the Brazilian executive branch has
verbally waived the rule [of specialty]." Clerk's
Papers at 141.); see also Memorandum in Opposition to
Defendant's Alternative Motions to Dismiss Counts I-IV;
Require an Offer of Proof; Expedite Pre-Trial Hearings and
for Discovery, filed July 8, 1996, Clerk's Papers at 229-48
("The affidavit outlined formal and personal meetings with
Brazilian officials. The affidavit remains true and valid."
Clerk's Papers at 231. "As was stated at the April 09
hearing, a verbal waiver was in fact obtained." Clerk's
Papers at 236.); see also State's Opening Memorandum of
Points and
|
|
|
Authorities
Re: Extradition; the Rule of Specialty; Waiver and
Defendant's Motion to Dismiss Counts 1-4, filed on July 25,
1996, Clerk's Papers at 374-390 ("The Brazilian government
would not object, according to multiple statements made by
Justice Minister to members of the U.S. delegation are
accurately recited in the previously filed affidavit of
Timothy Bradshaw." Clerk's Papers at 382); see also
Opposition to Motion to Dismiss, filed on Nov. 4, 1996
Clerk's Papers at 428-64 ("A United States delegation
traveled to Brasilia on January 23, 1996 and met with The
[sic] Minister of Justice. See filed Affidavit of
Tim [sic] Bradshaw." Clerk's Papers at 433. "It is
interesting to note, however, that the Brazilian executive,
through its Minister of Justice (the equivalent of the
United States Attorney General) has indicated that it will
not object to a decision by the United States to try the
defendant for Murder in the First Degree." Clerk's Papers at
441.).
|
|
|
FN24.
Hearing Before the Honorable Larry A. Jordan, November 12,
1996, Transcript at 16.
|
|
|
FN25.
See State's Answer to Motion for Discretionary Review,
Exhibit G.
|
The Honorable William J. Clinton, President of the United States of
America, on May 21, 1996 wrote to the Honorable
Fernando Henrique Cardoso, President of the United States of Brazil,
seeking his "personal assistance" in overcoming the extradition
ruling of the Federal Supreme Court of Brazil. [FN26] His
letter stated the "Brazilian Supreme Court, based on technical
differences in our laws, has twice issued decisions that permit
Pang's prosecution *887
|
(Cite
as: 132 Wash.2d 852, *887, 940 P.2d 1293, **1311)
|
on
charges of arson but not of murder." [FN27] The letter then
stated:
|
|
FN26.
Letter from William J. Clinton, President of the United
States, to Fernando Henrique Cardoso, President of Brazil,
dated May 21, 1996.
|
Such a limitation will prevent justice from being done in this case.
Attorney General [Janet] Reno has worked closely with members
of your Administration, but all avenues of judicial relief have been
exhausted. Although some in your government interpret it more
restrictively, our extradition treaty may be read to legally permit
the Government of Brazil to agree to prosecution of [Mr.]
Pang for all charges against him. Our respective legal experts have
already prepared a mutually acceptable statement that would serve the
purpose. Should you be unable to provide us with such a statement, as
an alternative please consider providing a more limited written
statement simply saying that your government
would not object to [Mr.] Pang's prosecution on all charges.
[FN28]
On September 26, 1996, Minister of State for Justice Nelson A. Jobim
wrote to United States Attorney General Janet Reno stating:
[FN29]
|
|
FN29.
Letter from Nelson A. Jobim, Minister of State for Justice
of Brazil to Janet Reno, United States Attorney General
dated September 26, 1996 (emphasis added). English
translation from original Portuguese.
|
In response to the inquiry by the Department of Justice, I am writing
to Your Excellency to discuss the extradition proceeding of U.S.
citizen Martin Shaw Pang.
In Brazil, as in the United States of America, the concept of the
separation of the three branches of the national government derives
from the text of the Federal Constitution itself. Under this system,
the Judicial Branch alone is responsible for interpreting any legal
instrument in force in the country, including those derived from
international agreements and treaties (Article 102(III)(b) of the
Federal Constitution), which, once incorporated into the
domestic legal system, are equivalent to federal
statutes (Article 105(III)(a) of the Federal Constitution).
The exclusive jurisdiction of the Federal Supreme Court to process
and rule on any extradition request by a foreign State
*888
|
(Cite
as: 132 Wash.2d 852, *888, 940 P.2d 1293, **1311)
|
derives, in turn, from Artic