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THE EVELYN HOOKER STUDY AND THE NORMALIZATION OF HOMOSEXUALITY
THE EVELYN HOOKER STUDY
AND THE NORMALIZATION
OF HOMOSEXUALITY
by
Thomas Landess
Evelyn Hooker has been among the most influential figures in the highly
successful movement to convince the American people that homosexuality is
a "normal variant" of human sexual behavior. Her 1957 study, "The Adjustment
of the Male Overt Homosexual" (Journal of Projective Techniques, 1957,
21, 18-31) is the most frequently cited scientific source for the argument
that homosexuality is not a pathology, that homosexuals are as free from
mental disorder as heterosexuals.
Such assertions have not only found their way into standard psychology textbooks
but have also provided a scientific basis for decisions in major court cases
involving the legality of state sodomy laws and prohibitions against homosexual
employment in certain state and local agencies (e.g., schools, police
departments). Indeed, when the American Psychiatric Association debated the
issue of homosexuality in 1973, Evelyn Hooker's work was Exhibit A for those
who wanted to remove homosexuality from the group's list of mental disorders.
For many commentators and activists, the Hooker study effectively ended the
debate over whether or not homosexuals were in any way abnormal in their
relationships with each other and with the community at large. Today many
Americans have accepted the idea that homosexuality is "normal" and "healthy"
without realizing that such an opinion is derived in large measure from a
single study -- one conducted by a UCLA professor whose previous laboratory
subjects had been rats.
In all this extravagant homage to Hooker and her study, several points have
escaped her admirers, to say nothing of the federal courts:
1. In her 1957 report, Evelyn Hooker did not use a random sample to test
the stability of homosexuals, but allowed gay rights activists to recruit
those homosexuals most likely to illustrate her thesis that homosexuality
is not a pathology. Individuals who proved unstable were deleted from the
final sample.
2. Hooker's published account of how she recruited heterosexual subjects
is not consistent with a more detailed later account.
3. Six subjects in her study, three from each group, had engaged in both
homosexual and heterosexual behavior beyond adolescence.
4. Hooker made several errors in her mathematical calculations that raise
doubts about her care and competence as a researcher.
5. Hooker did not attempt to prove that homosexuals were normal in every
way, nor does her study support the idea that homosexuals as a group are
just as stable as heterosexuals.
6. Hooker was relatively inexperienced in administering the Rorschach test,
and this inexperience may have led to mistakes in the administration and
evaluation of the Rorschach.
7. On the Thematic Apperception Test and the Make-A-Picture-Story test --
which require subjects to make up fictional narratives about depicted scenes
-- the homosexuals could not refrain from including homosexual fantasies
in their imaginary accounts. For that reason, Hooker altered the nature of
the study by no longer asking the judges to use the TAT and MAPS in an attempt
to determine the sexual orientation of each of the 60 subjects, since the
differences were apparent from the narratives.
In order to understand fully the nature of the controversy over Hooker's
study, it is helpful to review its history.
THE HISTORY OF THE HOOKER STUDY
Evelyn Hooker did not begin her research on homosexuals as a logical development
in her career as a psychologist or even out of a dispassionate scientific
curiosity. From all indications, she undertook the study to prove that
homosexuals could function as normal human beings. As she herself said, "How
could my hypothesis have been anything else? I'd seen these men and saw nothing
psychopathological in their behavior."[1]
"These men" were the many friends she'd made in the Los Angeles homosexual
community -- one of whom, Sam From, persuaded her to undertake the investigation.
"Now we have let you see us as we are," he said to the UCLA professor. "It
is your scientific duty to do a study of people like us."[2] Despite the
fact that she was a "rat runner" -- with no clinical experience in the area
of human behavior, she undertook her study, which would become, along with
the Kinsey report, a prime weapon in the hands of the gay rights movement.
It is important to examine carefully the manner in which Hooker planned and
executed her research, which was funded by the federal government's National
Institute of Mental Health. A number of commentators have failed to read
Hooker's own report carefully or else have deliberately distorted her methods
and findings for their own purposes. Here is just how she proceeded and what
she found.
SELECTION OF SUBJECTS
First, to find her homosexual subjects, she enlisted the early gay rights
group Mattachine Society, which, as she put it in her published report, "has
as its stated purpose the development of a homosexual ethic...."[3] Members
of the Mattachine Society volunteered for the study and also recruited their
friends. Hooker, herself, created a "control group" of heterosexuals for
the experiment, despite the fact that on the standardized tests she intended
to use, norms had already been established.
In her 1957 report, Hooker offers this somewhat cryptic explanation of
heterosexual recruitment:
Because the heterosexuals were, for the most part, obtained from community
organizations which must remain anonymous, I cannot describe further the
way in which they were obtained.[4]
Years later, a Los Angeles Times reporter elicited from Hooker a somewhat
different explanation, one that is fairly explicit in detail:
She canvassed the education secretaries of labor unions, thinking that they
would have liberal attitudes. "I was wrong," she says; as soon as she explained
the nature of the study, no one wanted to participate...So Hooker took to
collaring candidates wherever she could find them, including a fireman who
showed up to inspect her home. "No man is safe on Saltair Street," joked
her husband.[5]
She did not insist on a random sampling. In fact, she deliberately sought
out only those subjects who seemed stable and "normal" -- at least in their
ability to adjust to their social environment. She defined the criteria for
membership in the groups as follows:
In both groups subjects were eliminated who were in therapy at the time.
If, in the preliminary screening, evidence of considerable disturbance appeared,
the individual was eliminated (5 heterosexuals; 5 homosexuals).[6]
As for the sexual proclivities of the participants, Hooker says the following
in her report:
I attempted to secure homosexuals who would be pure for homosexuality; that
is, without heterosexual experience. With three exceptions this is so. These
three subjects had not had more than three heterosexual experiences, and
they identified themselves as homosexual in their patterns of desire and
behavior. The heterosexual group is exclusively heterosexual beyond the
adolescent period, with three exceptions; these three had had a single homosexual
experience each.[7]
Originally, she chose 40 homosexual subjects and matched them as closely
as possible by age, IQ, and education with 40 heterosexual subjects. At some
point, as noted parenthetically above, she found five from each group too
unbalanced to include in her study, so apparently she dropped these ten and
their matches in the opposite groups -- for a total of 20 eliminated. This
winnowing process reduced the size of the total pool from 80 to 60.
It is instructive to read her summary of these matchings and then compare
that summary to the chart containing the same information.
The homosexuals, and thus the heterosexuals, ranged in age from 25 to 50,
with an average age of 34.5 for the homosexual group and 36.6 for the
heterosexual group. The IQ range, as measured by the Otis Self-Administering
Tests of Mental Ability, was from 90 to 135, with an average for the homosexual
group of 115.4 and for the heterosexual group of 116.2. In education the
range was from completion of grammar school to the equivalent of a master's
degree, with an average for the homosexual group of 13.9 years and for the
heterosexual group of 14.3.[8]
Turning to the table upon which she lists the age, IQ scores, and education
of all 60 subjects, a careful reader finds that the figures neatly arranged
in columns contradict her summary. While she says the age range for
all subjects is 25-50, the chart indicates that the youngest subject is 26
and the oldest 57. The figures on the table indicate an average age of 35
for the homosexuals and 37 for the heterosexuals -- different averages than
the ones Hooker gives.
In her summary, she says the range of IQ scores is 90-135, but the lowest
IQ score on her chart is 91. Despite this error, however, her averages for
both homosexuals and heterosexuals are consistent with the chart.
On average years of education, she gives as a range the completion of grammar
school to the equivalent of a masters degree. Here her summary is at best
imprecise, since the least amount of education is 9 years -- past the junior
high level and three years beyond elementary school. The highest educational
level indicated on the chart is 18 years, which is a year beyond the course
requirement for most master's programs. Also, her average education for
homosexuals, based on the chart, should be 14.0 rather than 13.9.
These mathematical discrepancies are minor but disturbing. If all the averages
had been incorrect, a generous reader might have concluded that somehow she
had printed the wrong chart -- a single careless error. But given the accuracy
of some of her calculations, it seems more likely she made several
careless errors. A footnote on the first page of the Hooker report suggests
that the materials were rushed into print -- that, though she hesitated to
publish her paper, "[i]n view of the importance of her findings it seemed
desirable to the editors that they be made public...."[9] (In other words,
she was saying something that well-placed members of the profession wanted
to hear.)
To be sure, these figures are largely irrelevant to the final conclusions
of her study. The averages of ages, IQ scores, and amount of education lend
only marginal credibility to the selection process. Yet the inaccuracies
tell us something important about Hooker's reliability as a researcher, the
degree to which we can trust her methodology. As noted below, Hooker scored
the Rorschach test herself, despite the fact that she had had little previous
experience in this area. Add to this inexperience a lack of mathematical
precision, and the study begins to pose genuine problems.
At this point, two observations are in order concerning Hooker's overall
method of selecting her subjects. First, in choosing a small sample that
is anything but random, Hooker has declined to test the proposition that
homosexuals and heterosexuals in society are equally likely to be normal,
well-adjusted human beings. As she, herself, says in the report, she is only
interested in "whether homosexuality is necessarily [emphasis added]
a symptom of pathology." To answer that question, she maintains, "All we
need is a single case in which the answer is negative."[10] In other words,
in this study she is concerned with finding at least one homosexual who,
after testing, doesn't fall into the category of "pathological." This is
why she has focused on the healthiest possible cohort.
But the limited scope of her study cuts two ways. Knowing the nature of the
sample, no one could reasonably conclude from her findings that homosexuals
as a group are no more likely to be mentally disturbed than heterosexuals.
Yet this is precisely what many have concluded. If one accepts the study
as valid and definitive, one can only conclude that some homosexuals are
not pathological in their dealings with the world at large. As Hooker
herself observes, there is no evidence to conclude that homosexuals are not
pathological in their sexual activities.
A second point to note about Hooker's selection process is her ease in recruiting
homosexual subjects and her difficulty in recruiting heterosexual subjects.
Indeed, her account in the study report is evasive; and her later recollections
suggest that she may have shaded the truth initially in order to cover up
problems she encountered in recruiting the control group.
This question becomes more pressing when one reads that in her group of 30
heterosexual men, she still must include three who have had homosexual
experiences in their adult lives -- by no means a "pure" sample --
and we don't know how many more had had homosexual experiences in adolescence.
No one -- not even Kinsey -- would call this an unambiguously heterosexual
group.
From Hooker's own report -- and from a follow-up interview in later years
-- we see that homosexuals were not only eager to participate, but indeed
were the instigators of the study. They hoped that it would prove they were
"normal" human beings; so they scoured their own community to find just the
right volunteers to prove her limited hypothesis. When analyzing the results
of the Hooker study, it's very important to remember who instigated the project
and the fact that the subjects were well aware of its ultimate goal. (In
light of this fact, the performance of homosexuals on two of the three tests,
as discussed below, may well indicate that homosexuality generates social
behavior that is obsessive, indeed all but uncontrollable -- certainly one
indication of pathology.)
THE TESTING OF THE SUBJECTS
To prove her thesis, Hooker administered three standardized tests to her
60 subjects -- the Rorschach Test, the Thematic Apperception Test (TAT),
and the Make-A-Picture-Story test (MAPS). The Rorschach test, as most people
know, consists of a series of ink blots that subjects are asked to interpret.
The Thematic Apperception Test requires subjects to describe and make up
stories about pictures of people in various settings. The MAPS test requires
subjects to arrange cut-out pictures and then make up a story about their
arrangement.
Despite her lack of clinical experience in what is called "projective
techniques," according to Hooker, she administered and scored the Rorschach
test herself. After scoring the test and constructing profiles, she placed
the results in random order and passed them along to two experts in Rorschach
analysis. Thus we have Hooker's scored results analyzed by Drs. Klopfer and
Meyer, with two tasks in mind: first, to rate the subjects on "overall
adjustment" and second, to see if they could determine which were the homosexuals
and which were the heterosexuals.
On the task of determining overall adjustment (i.e., social stability), the
judges differed sharply in some respects but agreed in others. For example,
Judge "A" rated 15 of the 60 as "top" in stability, while Judge "B" rated
only 4 as "top." The other ratings revealed greater agreement. However, more
homosexuals than heterosexuals ranked in the two "top" groupings and more
heterosexuals than homosexuals ranked in the two "bottom" groupings.
When assigned the task of choosing between the homosexual and heterosexual
subjects, Judge "A" correctly identified 17 of the 30 pairs and Judge "B"
18 of the 30. An ideal random selection would have identified 15 out of 30,
though Hooker is technically correct in saying that, in such a small sample,
the results indicate that "neither judge was able to do better than chance."[11]
Critics of Hooker's Rorschach results make at least two points. First, they
question her ability to administer and score the test. As an animal researcher
until the time she undertook this project, she obviously had logged comparatively
little experience in administering Rorschachs, a delicate and highly complicated
task in which the clinician gently and obliquely elicits spontaneous responses.
Some authorities in the field maintain that, under ideal circumstances, a
more qualified expert would have explored many avenues Hooker failed to note
and would have found out many things Hooker missed -- including indications
of the pathology of the homosexuals.
A second criticism of her methodology is the lack of "blindness" in the
administration of the Rorschach. Ideally, given the nature of the results
sought, the test should have been administered under circumstances in which
both interviewer and subject were unaware of the purpose of the test. In
the case of the Hooker study, both she and her subjects knew what she was
striving to prove -- and both she and the homosexuals had a vested interest
in proving the hypothesis that homosexuals were not necessarily pathological.
Can Rorschach subjects tailor their answers to desired ends? Absolutely,
say some Rorschach experts. One example of such a phenomenon in "projective
techniques" is called the "Rosenthal Effect," in which a subject generates
the results he or she believes the researcher wants. In this particular case,
both the researcher (Hooker) and her homosexual subjects had a compelling
reason to produce these results.
Perhaps the most significant implications of Hooker's study came from the
MAPS and TAT results, which were analyzed by a single judge. Here is Hooker's
own account:
The problem of identifying the homosexual protocol from this material was
essentially a much easier one than that encountered with the Rorschach, since
few homosexuals failed to give open [sic] homosexual stories on at least
one picture. The second task given the Rorschach judges, of distinguishing
the homosexual from the heterosexual records when they were presented in
matched pairs, was therefore omitted.[12]
Note that the identity of the homosexuals was so obvious in these tests that
Hooker did not even ask the judge to distinguish between homosexual and
heterosexual. Simply put, the homosexuals gave themselves away on tests less
dependent than the Rorschach on the training and experience of the examiner.
Despite the fact that they knew the purpose of this test was to prove their
own stability, normalcy, and lack of differentiation from heterosexuals,
they still did not refrain from indulging themselves in homosexual fantasies,
thereby exposing their sexual appetites. It is difficult not to conclude
that in verbalizing such fantasies, they were exhibiting the obsessive nature
of homosexuality, the difficulty of homosexuals to control their desire,
even when their reputation in the psychiatric community was at stake.
As one research analyst puts it:
So Hooker's study suggests that sexual fantasies among homosexuals are
irrepressible, so much so that such people cannot always see ordinary situations
and relations as devoid of sexual content, but must, on occasion, interject
sexual significance where it does not exist or, at the very least, need not
exist. Following the logical conclusions of this experiment, we are compelled
to conclude that there is something substantively different about the way
homosexuals and heterosexuals look at the world.[13]
In evaluating the MAPS and TAT results for stability, the single judge assigned
"top" scores to no one; 9 homosexuals and 7 heterosexuals were rated "next
to top"; 15 homosexuals and 19 heterosexuals were ranked "average"; 6 homosexuals
and 3 heterosexuals were rated "next to bottom"; and no homosexuals and 1
heterosexual were ranked at the "bottom." (Again, critics say that the absence
of "blindness" raises the possibility that the Rosenthal Effect was again
operative in the evaluation process, since the judge knew what Hooker was
seeking.)
SUMMARY OF RESULTS
The remainder of her study is a highly selective summary of comments by judges,
all of which support her thesis that the two groups are, in effect,
indistinguishable in terms of "overall adjustment." In her own evaluation
of the results, Hooker -- aware of the degree to which she is challenging
leading authorities in the field -- offers a set of "admissions" about the
limitations of her study. In this section she concedes the possibility that
homosexuals are indeed pathological, a point overlooked by most of her admirers.
-
She speculates that the psychological defect of homosexuals may lie "in a
weakness of ego-function and control and that this cannot be adequately diagnosed
from projective test protocols. As one psychiatrist puts it, the material
produced in the Rorschach is like that produced on the analytic couch. Two
men may produce very similar material on the couch, but the difference between
them is that one -- the normal -- gets up at the end of the hour and resumes
his normal functioning, while the other does not."[14]
-
She also admits that the pathology of homosexuality may only occur "in an
erotic situation and that the homosexual can function well in non-erotic
situations such as the Rorschach, TAT, and MAPS. Thus, one could defend the
hypothesis that homosexuality is symptomatic of pathology, but that the pathology
is confined to one sector of behavior, namely, the sexual."[15] (She seems
to have disproved this proposition by her own study, since the homosexuals
were unable to control their sexual fantasies, even in a "non-erotic situation"
such as taking the MAPS and TAT.)
-
During Hooker's research, she took the life histories of her subjects; and
though she didn't include an analysis of these materials in her study, she
did indicate that when she eventually published her results, "the life history
data from the two groups will differ: namely, in the love relationships.
Comparisons between the number and duration of love relationships, cruising
patterns, and degree of satisfaction with sexual pattern and the love partner
will certainly show clear-cut differences."[16]
Hooker never published the summary of these histories, though in a fairly
recent interview with writer-researcher Edward Eichel, she said she still
hoped to do so after 35 years. However, she undoubtedly found in these personal
histories what most other researchers have found: a substantially greater
number of sexual partners among homosexuals than heterosexuals and a
significantly shorter duration in relationships. These findings, if published,
could well have cast further doubts on the stability and normalcy of homosexuals.
It is significant to note that Hooker's stated reservations seldom, if ever,
find their way into the summaries of her work -- summaries that are now de
rigeur in legal and scholarly discussions of homosexuality. Her 1957
report has, like a folk tale, become simpler and purer in the constant retelling.
Instead of a complicated account filled with the predictable complexity of
life, we now have only Beauty and the Beast.
CITATIONS AND USES OF THE HOOKER STUDY
Perhaps as important as the Hooker 1957 research itself is the use that others
have made of her findings. Not only has this single study with only 60 subjects
been cited repeatedly by prominent psychiatrists, social critics, and gay
activists; but such summaries have also been accepted as part of the expert
testimony in high-profile court cases nationwide.
Curiously, many of those who cite the study not only incorrectly summarize
its content but do so in remarkably similar fashion. It's as if one commentator
misread Hooker and all the rest derived their knowledge from that single
erroneous commentary. Here are several examples:
-
In the Comprehensive Textbook of Psychiatry, Dr. Judd Marmor, a driving
force in the American Psychiatric Association's decision to drop homosexuality
from its manual of disorders, has written this summary of Hooker's research:
"Hooker (1957) conducted a cooperative study of 30 male homosexuals and 30
male heterosexuals who were matched for age, I.Q., and education. The homosexuals
were all rated 6 and the heterosexuals 0 on the Kinsey scale. None of the
subjects was in therapy. Two judges independently, without prior knowledge
of which subjects were which, reviewed the Rorschach protocols, Thematic
Apperception Tests, and Make-a-Picture-Story responses, and tried to distinguish
the homosexuals from the heterosexuals, but they were unable to do so."[17]
-
Marmor repeated this very passage when he submitted an affidavit in Morales
v. Texas, a case heard before a state court in Texas.
-
Dr. Gregory Herek supported Marmor's testimony in Morales v. Texas,
saying under oath: "The classic study in this case was conducted by Hooker
(1957). She administered the Rorschach, Thematic Apperception Test, and
Make-A-Picture-Story Test...When asked to assess which protocols were obtained
from homosexuals, the experts were unable to distinguish respondents' sexual
orientation at a level better than chance."[18]
-
In a 1990 article on Hooker, Los Angeles Times reporter Bruce Shenitz
described the experiment in precisely the same way: "On all three tests,
two-thirds of the heterosexuals and homosexuals were assigned a rating of
3 (average) or better. Next, the judges were presented with pairs of tests
and asked to distinguish between heterosexuals and homosexual. They were
able to do so no more accurately than if they were flipping a coin."[19]
This striking agreement among scientific experts and the working press is
remarkable, especially when one realizes that all of these accounts are
untrue. Marmor's version is particularly faulty. Indeed, the brief passage
quoted above contains five demonstrable errors of fact.
1. "The homosexuals were all rated 6 and the heterosexuals 0 on the Kinsey
scale." In the first place, in her report Hooker makes no reference whatsoever
to the Kinsey scale. In the second place, she gives evidence in her narrative
to contradict Marmor's generalization. Three heterosexuals reported homosexual
contact after adolescence and three homosexuals reported heterosexual behavior.
Kinsey described his "0" rating as "[e]xclusively heterosexual with no
homosexual" and his "6" rating as "[e]xclusively homosexual."
2. There were three judges involved rather than two, as Marmor reports.
3. Dr. Marmor reports that the judges reviewed all three tests when, in fact,
two judges reviewed the Rorschach and one judge reviewed the MAPS and TAT.
4. Dr. Marmor states that the judges reviewed the MAPS and the TAT, as well
as the Rorschach, in an attempt to distinguish between heterosexual and
homosexual subjects when, in fact, no judge was asked to make this distinction
for the MAPS and TAT because Hooker knew the homosexuals had "outed" themselves.
5. Contrary to what Marmor states, the MAPS and TAT did indeed reveal the
sexual orientation of the homosexuals.
Both Herek and Shenitz make some of the same errors Marmor makes.
1. They suggest that more than one judge reviewed all test results.
2. They also state that after looking at the results of all three tests,
the "experts" or "judges" were unable to distinguish between homosexual and
heterosexual subjects.
Shenitz is no more than a newspaper reporter, but in Morales v. Texas,
Marmor and Herek were testifying as expert scientific witnesses before a
judge -- Marmor as former president of the American Psychiatric Association.
It is ironic that while the Morales judge accepted the testimony of Marmor
and Herek without question, he ignored the research of Paul Cameron, who
gives a careful and precise summary of the Hooker study in his volume The
Gay Nineties: What the Empirical Evidence Reveals About Homosexuality.
CONCLUSION
This unquestioning acceptance of "authorities" on the basis of professional
reputation or political correctness threatens the integrity of our legal
system. Judges must take greater responsibility for assessing the soundness
and accuracy of testimony by so-called experts; yet, paradoxically, such
a task is manifestly beyond the competence of the court. This dilemma is
the consequence of the politicizing of the scientific community over the
past several decades, particularly in questions of sexuality. The recent
exposure of Kinsey's errors indicates just how long researchers have been
careless or deliberately misleading in approaching sexual questions. And
the widespread acclamation of recent, flawed studies "proving" that homosexuality
is inherited genetically is evidence that the problem has only worsened over
the years.
***
Dr. Thomas Landess, former Academic Dean at the University of Dallas and
former Policy Analyst at the U.S. Department of Education, has authored numerous
books and articles.
ENDNOTES
-
Bruce Shenitz, "The Grande Dame of Gay Liberation," Los Angeles Times
Magazine, June 10, 1990, pp.20-34 at 22.
-
Ibid, p. 22.
-
Evelyn Hooker, "The Adjustment of the Male Overt Homosexual," Journal
of Projective Techniques, 21, 1957, pp. 18-31 at 19.
-
Ibid.
-
Shenitz, p. 22.
-
Ibid, p. 20.
-
Ibid, p. 20.
-
Ibid, pp. 19,20.
-
Ibid, p. 18. The Editorial Note explains that, "If some of Dr. Hooker's
comments, as cautiously presented as they are, seem premature or incompletely
documented, the blame must fall on the editors who exercised considerable
pressure on her to publish now."
-
Ibid, p. 30.
-
Ibid, p.23.
-
Ibid, p. 25.
-
Paul Cameron, The Gay Nineties: What the Empirical Evidence Reveals About
Homosexuality, Adroit Press, (Franklin, TN: 1993), p. 37.
-
Hooker, p. 30.
-
Ibid, p. 30.
-
Ibid, p. 30.
-
Judd Marmor, Comprehensive Textbook of Psychiatry (Baltimore: 1975), Vol.
2, pp. 15-16.
-
Cameron, pp. 35-36.
-
Shenitz, p. 25.
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